Program Details
Program Details
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Certificate of Proficiency
Peirce College
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Program Details
Certificate of Proficiency Financial Operations
Certificate of ProficiencyCertificate of Proficiency Financial Operations
Peirce College
The online Certificate of Proficiency in Financial Operations prepares students for entry into the financial and securities industry with the option of preparing to sit for the FINRA Securities Industry Essentials (SIE) exam. The 16-credit undergraduate certificate develops a knowledge base of customer service, software applications, foundational accounting and finance as well as securities focused portfolio selection and risk management, and investment strategies and portfolio analysis.Â
Outcomes
Upon completion of the certificate, students are encouraged to enroll in the Securities Industry Essentials (SIE) preparation course. Passing the SIE exam demonstrates that you possess basic industry knowledge and the ability to pass additional FINRA exams, which are critical to professional advancement in the sector. SIE is the first exam required to sit for additional FINRA certifications, such as Series 6 and Series 7, which are required for professional advancement in the field of finance and securities.
Program Credit Requirements
The table below provides the requirements to complete this program. If you have an account and have created a Portfolio,
the table includes the "Applied Credits" column. This column shows how the credits you earned based on the experiences
you entered may be applied to satisfy these requirements. You can find schools where you can take courses that will
transfer and apply to this degree using the Where Can I Find An Equivalent Course feature in the Transfer Tools menu.
Please note that some courses may count towards more than one requirement such as meeting a general education requirement and a major specific requirement. The course will be listed under the first matching requirement. Please contact the institution with questions.
Please note that some courses may count towards more than one requirement such as meeting a general education requirement and a major specific requirement. The course will be listed under the first matching requirement. Please contact the institution with questions.
The program map provided below is an estimate based on courses identified as a result of reviewing your portfolio
and the requirements for the selected program.
A formal determination of credits awarded for your prior learning and their applicability to the degree requirements can only be made by the institution. The formal determination and resulting map may reflect higher or lower number of credits to be completed to achieve this program.
A formal determination of credits awarded for your prior learning and their applicability to the degree requirements can only be made by the institution. The formal determination and resulting map may reflect higher or lower number of credits to be completed to achieve this program.
Requirements
Required Credits
Certificate of Proficiency Financial Operations
16
Cert in Financial Operations
16
This requires a minimum GPA of 2
OR
Transfer credits will be evaluated, and as applicable, up to 9 credits may be applied to this program.
Cert in Financial Operations Requirements
16
PRC100/PRC101
3
Earn 3 credits: Complete the following
Earn 3 credits: Use the following rules
Complete the following
Use the following rules
Complete courses from the following Course:
AND
A minimum grade of C must be earned for courses in this requirement.
OR
Complete courses from the following Course:
Application Software Fund
3
Complete courses from the following Course:
AND
A minimum grade of C must be earned for courses in this requirement.
Essential of Customer Service
3
Complete courses from the following Course:
AND
A minimum grade of C must be earned for courses in this requirement.
Fundamental of Accounting
3
Complete courses from the following Course:
AND
A minimum grade of C must be earned for courses in this requirement.
Fundamental of Finance
3
Complete courses from the following Course:
AND
A minimum grade of C must be earned for courses in this requirement.
Business Elective
3
A minimum grade of C must be earned for courses in this requirement.
Rule Notes
Rule Notes:
Specific courses required - will need to confer with Advisor
Program Overview & Guidance
Delivery Mode
In-Person
Check Course Schedules
Delivery Mode
Online
Check Course Schedules
Delivery Mode
Hybrid
Check Course Schedules
Related Workforce Credentials
FINRA Securities Industry Essentials (SIE) exam.
| Program Guidance Element | What You Need to Know |
|---|---|
| Considerations for Selecting Degree | |
| Considerations When Selecting Courses |
|
| Program Requirements Beyond Specific Courses | |
| Doing More With Your Degree | |
| Program Successes & Highlights |
What If I Have An Associate Degree Or Credit For Prior Learning?
| Transfer Guidance Element | What You Need to Know |
|---|---|
| Associate Transfer Degree Completion | Completion of Associate Degree Concurrent with High School |
| Credit for Prior Learning | Yes. Students can earn credit for college-level knowledge acquired outside the classroom, including professional and military training, credit-by-exam, professional certifications and licenses, as well as college courses. |
| Did You Know That... |
|
College Level Information
Number of Transfer Students
268
Percent of Accepted Transfer Students
100% of transfer students werre accepted as we are an open admission school.
| College Fit Guidance | What You Need to Know |
|---|---|
| Is This College Right For Me? | Peirce College understands the needs of adults better than any other college or university in Philadelphia. Our advisors, counselors and faculty take the time to know you and understand your unique needs and goals so we can help you finish your degree, advance your career and transform your life. |
| Transfer Student Catalog Year | Catalog year determined by first semester of attendance |
| First Year Student Catalog Year | Catalog year determined by first semester of attendance |
| Applying for Guaranteed Admissions |
Careers Where This Degree Applies
| O*Net Code | Name | Description | Parent |
|---|---|---|---|
| 43-3011.00 | Bill and Account Collectors | Locate and notify customers of delinquent accounts by mail, telephone, or personal visit to solicit payment. Duties include receiving payment and posting amount to customer's account, preparing statements to credit department if customer fails to respond, initiating repossession proceedings or service disconnection, and keeping records of collection and status of accounts. | Office and Administrative Support Occupations |
| 43-4041.00 | Credit Authorizers, Checkers, and Clerks | Authorize credit charges against customers' accounts. Investigate history and credit standing of individuals or business establishments applying for credit. May interview applicants to obtain personal and financial data, determine credit worthiness, process applications, and notify customers of acceptance or rejection of credit. | Office and Administrative Support Occupations |
| 13-2071.00 | Credit Counselors | Advise and educate individuals or organizations on acquiring and managing debt. May provide guidance in determining the best type of loan and explain loan requirements or restrictions. May help develop debt management plans or student financial aid packages. May advise on credit issues, or provide budget, mortgage, bankruptcy, or student financial aid counseling. | Business and Financial Operations Occupations |
| 43-4131.00 | Loan Interviewers and Clerks | Interview loan applicants to elicit information; investigate applicants' backgrounds and verify references; prepare loan request papers; and forward findings, reports, and documents to appraisal department. Review loan papers to ensure completeness, and complete transactions between loan establishment, borrowers, and sellers upon approval of loan. | Office and Administrative Support Occupations |
| 43-4141.00 | New Accounts Clerks | Interview persons desiring to open accounts in financial institutions. Explain account services available to prospective customers and assist them in preparing applications. | Office and Administrative Support Occupations |
| 43-3071.00 | Tellers | Receive and pay out money. Keep records of money and negotiable instruments involved in a financial institution's various transactions. | Office and Administrative Support Occupations |